Kforce's client, a global investment advisory firm located in Downtown Manhattan, New York (NY) is seeking a Director of Compliance for their Fixed Income Institutional Brokerage business. This is a newly created position and an opportunity to join a new business line at a well-respected firm.
Responsibilities will include:
Daily compliance and business control functions
Other duties as assigned
5-10+ years of compliance experience in institutional brokerage, with a specialization in fixed income Series 7, 9, 10, 24
Correspondent clearing experience required
Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.