• Kforce Finance & Accounting
  • $165,260.00 -165,260.00/year*
  • New York , NY
  • Legal
  • Full-Time
  • 910 Half Moon Rd

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RESPONSIBILITIES:

Kforce's client, a global investment advisory firm located in Downtown Manhattan, New York (NY) is seeking a Director of Compliance for their Fixed Income Institutional Brokerage business. This is a newly created position and an opportunity to join a new business line at a well-respected firm.

Responsibilities will include:
  • Daily compliance and business control functions

  • Other duties as assigned


REQUIREMENTS:

  • 5-10+ years of compliance experience in institutional brokerage, with a specialization in fixed income Series 7, 9, 10, 24

  • Correspondent clearing experience required



Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.


Associated topics: attorney corporate, company, compliance department, compliance office, corporate, corporate attorney, court, legal, legal department, market

* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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